LICENSES AND CERTIFICATIONS
Series 7 and 66 Securities Registrations held through LPL Financial
Life and Health (VA)
PROFESSIONAL EDUCATION AND TRAINING
Bachelor of Science, Florida State University
Master of Business Administration, The College of William and Mary
Spaulding began his investment consulting and financial planning career in 1995 as a Portfolio Manager with the Tredegar Trust Company. From Tredegar, he moved his practice to SunTrust Personal Asset Management & Trust, and then to Merrill Lynch before joining The Main Street Group in 2014.
His focus is working with business owners and professionals to develop financial plans unique to each individual’s personal goals, as well as managing 401(k) rollovers and retirement accounts.
Spaulding is an avid golfer, and enjoys spending time with his two daughters, Lockett and Beverly.
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