LICENSES AND CERTIFICATIONS
CERTIFIED FINANCIAL PLANNER™
Series 6, 7, 63, and 65 Securities Registrations
Lisa Roccaforte was born in Trenton, New Jersey, but relocated to the warmer temperatures of Virginia in the late 1960’s. She attended J. Sargeant Reynolds Community College, Virginia Commonwealth University, and the University of Richmond.
Lisa began her financial career in 1975 with Southern Bank. In 1986, Lisa joined Dominion Bank, which became First Union National Bank in 1992. In 1999 Lisa moved to Essex Bank, where she started the investment arm of Essex Services. As Vice President, she built a solid reputation for conscientious customer service and exemplary customer care. She holds Series 6, 7, 63 and 65 securities registrations, and earned her CFP® (CERTIFIED FINANCIAL PLANNER™) in 2005. Her areas of focus include investments, 529 college plans, and advisory services.
Lisa and her husband of 42 years, Joe, have two sons and three grandchildren. Away from the office, she and Joe enjoy gardening, travel, and reading.
Also a SmartVestor Pro, Lisa helps families develop their financial goals. She’s passionate about helping her clients with any stage of their financial plan, and she loves seeing families take control of their money and find financial peace of mind.
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